July 10, 2008

To Counsel Jarrett, Department of Justice Office of Professional Responsibility

July 10, 2008

Honorable Marshall Jarrett, Counsel
Office of Professional Responsibility, Suite 3266
U.S. Department of Justice
950 Pennsylvania Avenue, NW
Washington, DC 20530-0001

Subject: Office of Special Counsel (OSC) nondiscretionary duties as an investigatory agency per 5 USC 1214(e).

Dear Counsel Marshall,

By law at §2302(c), the heads of agencies are charged "to prevent" PPP's in their agencies, while OSC is charged at §1212(a)(1) and §1214(a)(1) to "protect employees from PPP's," with MSPB being charged at §1204(a)(2) to conduct the "special studies" of OSC and other agencies necessary to determine and report "as to whether the public interest in a civil service free of PPP is being adequately protected."

My point is that DOJ, by itself, cannot adequately protect DOJ employees (and applicants for employment from PPP's - it (as other agencies) must rely, in significant part, on OSC and MSPB faithfully complying with their respective duties to protect federal employees from PPP's.

I contend that OSC and MSPB has misinterpreted essential aspects of their nondiscretionary duties to protect federal employees from PPP's - what happened in DOJ, as described in your report, did not happen in a vacuum, it is, in essential part, the result of OSC/MSPB now 30 year long misinterpretations of what is now §1214(e) and §1204(a)(2).

Your recent report shows the "public interest in a civil service free of PPP's" was NOT adequately protected in DOJ hiring in 2002 and 2006 and scores, if not hundreds, of applicants for employment in DOJ suffered adverse consequences as a result of DOJ PPP's. So where were OSC and MSPB? I suggest in your ongoing reviews of PPP's and related violations of law in DOJ, you should be asking questions as "Why am I now finding all these PPP's? Why were not they not complained of to OSC? Why did MSPB "special studies" not determine them?"

I am the current "dean" of federal whistleblowers, as somewhat described at <www.carsonversusdoe.com>. I am also the chair of the OSC Watch Steering Committee <www.oscwatch.org>. My story is fairly simple - I have been a nuclear engineer for over 30 years and a licensed professional engineer for over 20 years. When I accepted a position in the Department of Energy (DOE) in 1990 as a nuclear safety engineer, I came to my position "encumbered" with positive legal and ethical professional obligations to the public health and safety, professional obligations which independent of my status as a federal employee - just as you are "encumbered" with positive legal and ethical professional obligations as a licensed attorney, in your employment in the Department of Justice.

In conducting safety assessments of DOE facilities and programs in the early 1990's, I was shocked by the obvious and significant safety deficiencies I kept "finding." I put "finding" in quotes, because I was not really "finding" them - they were known to people running the programs or facilities, even if undocumented. I learned that because I asked "why am I finding these things instead of those responsible?" Then I found out that my "findings" were known and I also found out (by pointedly asking) that fear of reprisal for voicing unwanted concerns is what kept these conditions undocumented and uncorrected. I also found out that people who are afraid of reprisal for voicing unwanted concerns are generally afraid to say they are afraid too, but generally will not directly deny being afraid if asked a leading question.

I was an officer in the military for 6 years (submarines). One long-time truism for military officers is "an officer should be as good a shot as his men." Consistent with that, how could I expect workers and managers in DOE facilities to voice concerns about safety issues, if I, the safety inspector, was afraid to voice the (unwanted, I can assure you!) concern that fear of reprisal was a significant factor in the existence and persistence of the safety issues I was "finding"?

So, consistent with my positive legal and ethical duties as a PE, employed by DOE as a nuclear safety engineer, I voiced concerns. And I have confronted, via rule of law, the resulting reprisal, for 16 years. What have I learned? That OSC and MSPB lawbreaking is an essential factor in DOE's unlawful reprisal against me - just as it is an essential factor in the PPP's you identified in DOJ. OSC is an essential part of the "immune system" of the federal civil service by protecting concerned employees from PPP's - if it fails in this mission, as it has since 1989 (if not 1978) - it allows corruption and this function to take root and flourish in many federal workplaces, beyond PPP's. MSPB enables OSC non-compliance with its duties by failing to conduct oversight of them, contrary to its duties. This has gone on since 1989, if not 1978. And here we are, with a battered civil service, that places us at an unnecessarily increased risk of a nuclear 9/11 or other catastrophe in a war on terror.

Neither OSC nor MSPB have Inspector Generals, their General Counsels supposedly play that role, despite the obvious conflict of interest. They are small, specialized, agencies that do not get much detailed Congressional oversight (and much of the "institutional memory" for them in Congress left after the 1994 election). The Republican Congress from 1995-2006, particularly from 2001-2006, did little relevant oversight of OSC and MSPB, in part because Congressional staff size was significantly reduced and staff jobs came to be seen more as stepping stones to more lucrative lobbying positions, so staff turnover increased, hindering the creation of specialized knowledge in staff for OSC/MSPB.

Your recent report on hiring resulted from an anonymous letter to Congress. Why would one or more DOJ employees need to write anonymous letters to Congress about PPP's in DOJ if they were not afraid of PPP's in DOJ? It appears that you did not pointedly ask the involved career individuals in DOJ if fear of experiencing a PPP in DOJ inhibited them from voicing concerns about the apparent PPP's they were witnessing or had good reason to suspect. Your report certainly describes a lot of direct conversations that should have taken place but did not and lots of concerns that should have raised to OSC, DOJ IG or DOJ OPR but were not. But I suspect you and/or others involved in this investigation may be (possibly reasonably) afraid to ask such questions about the lack of direct conversations or formal concerns of those involved, because you do not want to be told that fear of PPP's was an essential part of it, because you might find yourself in the unwelcome position of reporting that unwelcome fact and quite possibly experiencing PPP's yourself for doing so.

Are Michael Elston and Esther McDonald possibly victims too? It seems to me that if fear of PPP's was not so present in DOJ, they would have heard many objections and concerns about possible PPP's in the hiring process and they would have done things differently. Now their professional reputations have been significantly harmed and they may also be publicly disciplined by their licensing authorities - publicized complaints of significant professional misconduct on their parts, based on your report, have been submitted to these authorities.

My suggestion is that you recommend that a anonymous survey of DOJ employees about PPP's and fear of experiencing one in DOJ be prepared and distributed. In nuclear facilities licensed by the NRC, "safety-conscious work environment" is a term of art and means a working environment in which safety concerns are recognized and can be documented without fear (or the fact) of reprisal. Does DOJ have a "merit principles conscious work environment" in which possible violations of the merit principles are recognized and can be documented without fear of reprisal? If not, why not, and how much may be the result of deficiencies in the way OSC and MSPB implement their responsibilities so that "the public interest in a civil service (in DOJ) free of PPP's is adequately protected?"

A copy of this letter, and my recent, related, letter to Attorney General Mukasey, with hyperlinks to relevant documents, is available at <whsknox.blogs.com/osc>.

Respectfully,

Joe Carson, PE 1
0953 Twin Harbour Drive
Knoxville, TN 37934 865-300-5831<jpcarson@tds.net>

"multiple-time prevailing" federal whistleblower www.carsonversusdoe.com;
Chair
, OSC Watch www.oscwatch.org;
President, Affiliation of Christian Engineerswww.christianengineer.org;
and political spouse <www.carson08.com>

copy:

DOJ Office of Inspector General
Relevant Congressional Oversight Committees
U.S. MSPB and U.S. OSC

June 29, 2008

Attorney General and Prohibited Personnel Practices (PPP's)

June 28, 2008

Honorable Michael Mukasey
Attorney General
U.S. Department of Justice
950 Pennsylvania Avenue, NW
Washington, DC 20530-0001

Subject: Is “the public interest in a civil service free of prohibited personnel practices (PPP’s) at Department of Justice adequately protected” if Office of Special Counsel (OSC) and/or Merit Systems Protection Board (MSPB) do not comply with relevant law?

Dear General Mukasey,

Given events of the past week, in which the Department of Justice Inspector General and Office of Professional Responsibility reported significant violations of laws, rules, or regulations under the investigatory and enforcement jurisdiction of the U.S. Office of Special Counsel (OSC), I suggest this request takes on added urgency - that you direct the Department of Justice Office of Legal Counsel (OLC) issue an interpretation of 5 U.S.C. §1204(a)(3) and §1214(e) on behalf of the Executive Branch.

As you know, this report received widespread publicity with its findings that widespread prohibited personnel practices (PPP’s), contrary to 5 U.S.C. §2302(a) and (b) and under OSC’s investigation and enforcement jurisdiction by 5 U.S.C. §§1212(a)(1) and 1214(a), as well as other “activities prohibited by any civil service law, rule, or regulation, including any activity related to political intrusion in personnel decision-making,” under OSC’s jurisdiction by §§1212(a)(5) and 1216(a)(4), occurred in DOJ in 2002 and 2006.

Background: Career employment in the federal civil service in governed by the “merit principles,” detailed at 5 USC 2301, to create a non-political, ethical, and competent career civil service.  Agency violations of the “merit principles” are called “prohibited personnel practices (PPP’s) and include the whistleblower reprisal type PPP.  Of the 12 types of PPP listed at 5 USC 2302(b), U.S. Office of Special Counsel (OSC) has jurisdiction over 11 types with EEOC having it for the EEO type PPP.   

By law at 5 U.S.C. §2302(c), you, as other Agency heads, are responsible to “prevent PPP’s” in your agency.  By law at 5 U.S.C. §1212(a)(1) and §1214(a)(1)(A), OSC is responsible to “protect employees from PPP’s.”

1)  Do the requirements of §1214(e) apply to the laws, rules, and regulations under OSC’s jurisdiction by §§1212(a)(1), 1212(a)(5), 1214(a)(1)(A) and 1216(a)(4), or not?  Must OSC report all its nondiscretionary determinations of “reasonable grounds to believe” these laws, rules, and regulations have been violated, unless it makes the additional discretionary  determination that the violation “requires corrective action” and reports it per  §1214(b)(2)(B)?

OSC’s Answer: No  

OSC’s reason: Apparently, just because OSC says so (see docket items nos. 78 and 79 available via PACER from federal District Court for District of Columbia Website (D.D.C) in Carson v. OSC, docket no. 05-537.   Also see page 76 of Senate Committee Report no. 110-275, “The Perils of Politics in Government: A Review of the Scope and Enforcement of the Hatch Act,” where OSC makes the same claim, without much elaboration.

The right answer: Yes

Reason: The multiple “any’s” in 5 USC 1214(e)  - i.e. “Any” investigation, “any violation of “any” law, rule, or regulation,” clearly include the laws, rules, and regulations under OSC’s jurisdiction, just as the legislative history states (1978 U.S.C.C.A.N. 2723, 2755, 2756), and just as a Federal Magistrate Judge and Federal Judge have determined in Carson v. OSC, slip copy 2006 WL 5085253 (October 30, 2006, D.D.C.), *1, *7, and *8.  OSC must report “such determinations” per §1214(e) unless it makes the additional discretionary determination that the violation is one “which requires corrective action” and reports it per §1214(b)(2)(B) as part of establishing jurisdiction at the Merit Systems Protection Board to seek corrective action.

2) Is the U.S. Merit Systems Protection Board (MSPB), by 5 U.S.C. §1204(a)(3) and (e)(3), mandated to conduct “special studies” of OSC and other agencies - including ones outside its PPP jurisdiction by §2302(a)(2)(C)(ii) - necessary to report “as to whether the public interest in a civil service free of prohibited personnel practices (PPP’s) is being adequately protected?”

MSPB’s Answer:  No

MSPB’s reason: Apparently just because MSPB says so and because it has not such special studies in so long (at least 20 years) the law no longer applies (see docket items nos. 17, 18, 19, and 21) from PACER record of case, Carson v. MSPB, docket no. 07-0445, D.D.C.)

The Right Answer: Yes

Reasons: Because the law clearly says so, because the legislative history for the law at 1978 U.S.C.C.A.N. 2723, 2751, and 2753 says so, and because 3 Courts have not agreed with MSPB’s position.  See Carson v. MSPB, F.Supp.2d 2008 WL 441509 (Feb. 19, 2008, D.D.C.), unpublished May 1, 2008 decision of US Court of Appeals for Federal Circuit In Re Carson, docket no. 2008-M869, and the unpublished May 8, and June 11, 2008 decisions of US Court of Appeals for DC Circuit In Re Carson, docket no. 08-1108.

Relevance To Your Responsibilities To “Prevent PPP’s” in DOJ per §2302(c)

If, as OSC claims, 5 USC 1214(e) does not apply to laws, rules, and regulations under its investigatory and enforcement jurisdiction, then it has no nondiscretionary duty to formally report its determinations of “reasonable cause to believe” their violation occurred to the involved agency.  Instead, OSC must only formally report such a determination if it makes the additional discretionary prosecutorial determination that the violation requires corrective action, something it generally does less than 10 times a year.   

How can you (or other agency heads) “prevent PPP’s” in your agency when OSC has exclusive jurisdiction to investigate complaints of PPP’s and when it also claims it has no nondiscretionary duty to report its determination a PPP has occurred to the involved agency head, because §1214(e) “does not apply to laws under its jurisdiction”?

Additionally, how can you comply with your duty to “prevent PPP’s” at DOJ when MSPB has not conducted the “special studies” necessary to report “whether the public interest in a civil service free of prohibited personal practices (at DOJ) is being adequately protected?”

Neither MSPB nor OSC have IG’s.  If they have misinterpreted these nondiscretionary duties, only the Office of Legal Counsel or the Courts can say so.  Given the nature of these nondiscretionary duties, their interpretation of these laws impacts DOJ, as other Executive Branch agencies, which gives OLC jurisdiction to consider the matter. 

No court decision has explicitly upheld their interpretations of these duties.   Given that and your explicit responsibility to “prevent PPP’s” in DOJ, I I suggest this request takes on added urgency - that you direct the Department of Justice Office of Legal Counsel (OLC) issue an interpretation of 5 U.S.C. §1204(a)(3) and §1214(e) on behalf of the Executive Branch. hope you will exercise your authority to direct OLC to review OSC’s and MSPB’s interpretation of these key sections of law.

There should be no question that OSC and MSPB are scrupulously complying with their non-discretionary duties related to the protection of federal employee from PPP’s.  Reasonable question now exists, your action can help resolve it.

Respectfully,

Joe Carson, PE
10953 Twin Harbour Drive
Knoxville, TN 37934  865-300-5831<jpcarson@tds.net>
“multiple-time prevailing” federal whistleblower <www.carsonversusdoe.com>; Chair, OSC Watch <www.oscwatch.org>; President, Affiliation of Christian Engineers <www.christianengineer.org>; and political spouse <www.carson08.com>

copy:
DOJ Office of Professional Responsibility
DOJ Office of Inspector General
Relevant Congressional Oversight Committees
U.S. MSPB and U.S. OSC

August 10, 2007

OSC apparently "dumps" 40 or more investigations of agency FOIA malfeasance

To Whom It May Concern:

Erin McDonnell has the function of General Counsel for OSC.  I suspect she directed or concurred with OSC's dumping its investigations of 40 or more findings of apparent agency malfeasance by Federal Judges in FOIA suits since 1989. 

For over a year, in her role as reviewing official for OSC's responses to FOIA requests, she has thrown up roadblock after roadblock, to my FOIA request for the reports OSC is required by law to provide the involved agency when OSC conducts such an investigation.  I suspect she has directed OSC's FOIA officer, Christopher Kurt, not to respond to my FOIA request.   I suspect she is abusing her position as FOIA reviewing official at OSC to cover-up her directing or concurring with OSC's unlawful dumping of the these investigations.

I hope Federal Judge Friedman chooses to get to the bottom of this in my pending FOIA suit about OSC's role in investigating findings (from other FOIA suits) of possible agency FOIA malfeasance in Carson v. OSC, docket no. 06-1834, in Federal District Court for DC.  Earlier this year, he granted OSC a 4 month extension, based on Ms. McDonnell's declaration that "extraordinary circumstances" prevented OSC from responding to the FOIA request in the statutory time limits.  At the end of 4 months, OSC still provided no records, but basically said that I had not made my request clear enough for it to respond.

The appropriate Congressional staffer could likely get to the bottom of this in an hour or less, doing so might help spur passage of the pending bill to reform FOIA, if my suspicions about OSC's unlawful dumping of FOIA investigations and Ms. McDonnell's role are substantiated.

The attached documents outline my concerns about OSC's unlawful dumping of these investigations and their basis in fact and law.   All the case filing in the FOIA suit are available via PACER.

Respectfully,

Joe Carson, PE
Knoxville, TN

Continue reading "OSC apparently "dumps" 40 or more investigations of agency FOIA malfeasance" »

June 04, 2007

Special Counsel Bloch's response to Federal Times "Commentary"

Special Counsel Scott Bloch wrote a "letter to the editor" of Federal Times, in response to the April 16, 2007 "Commentary" about OSC's failure to comply with its statutory duties to protect federal employees from prohibited personnel practices (PPP's), particularly whistleblower reprisal.

He took no issue with the specifics of the "commentary," but claimed it was dated.

Following the March 2007 Senate Hearing on Reauthorizing OSC and MSPB, Tennessee Senator Alexander intervened to enter some "questions for the record" for OSC and MSPB.  When OSC/MSPB responses become available, they will be posted here.

May 30, 2007

The New Republic piece on "Whistleblower Week in Washington"

I appreciate the time/energy Eve Fairbanks gave me and other participants in the recent Whistleblower Week in Washington.  The reason "I'm not satisfied" is because, as many know, I think people like me are marks in a charade, in which the lawbreaking failure of government agencies Office of Special Counsel (OSC) and Merit Systems Protection Board (MSPB) (and the attorneys who were specifically hired by these agencies to implement laws to protect concerned federal employees) is given a "free pass" by so-called whistleblower advocacy groups at Government Accountability Project (GAP) and their attorneys, most specifically Tom Devine, the long-time legal director at GAP, because it creates a pool of vulnerable people whom they can exploit as they claim to "rescue." 

"Ambulance chasing attorneys" does not capture this scenario, in which attorneys as Tom Devine give a "free pass" to lawbreaking and professional misconduct of government attorneys in OSC and MSPB, even as it harms the lives and careers of their clients, because there would be no clients without the lawbreaking. 

Should doctors give a "free pass" to other doctors who use their position of trust to make people sick, because it creates patients?

Should firemen give a "free pass" to other firemen who moonlight as arsonists because it provides job security?

Should nuclear safety engineers give a "free pass" to unsafe practices at nuclear plants, because it could result in radioactive contamination in public areas they would get paid to clean it up?

Should whistleblower attorneys  give a "free pass" to lawbreaking in the gov't agencies created to protect gov't whistleblowers, because it creates clients?

or, as the Apostle Paul said, "Should sin abound, so grace can abound the more?"  Romans 6:1  (his answer:  "By no means!")

Joe Carson, PE
President, Affiliation of Christian Engineers http://www.christianengineer.org
"Dean" of current federal whistleblowers  http://www.carsonversusdoe.com
"champion" of the 10,000 or more federal employees directly harmed by OSC/MSPB lawbreaking since 1989, http://whsknox.blogs.com/osc
Knoxville, TN

**********************************************************************************************************************

The New Republic
http://www.tnr.com/doc.mhtml?i=20070604&s=fairbanks060407

ON THE HILL
Blowing in the Wind
by Eve Fairbanks
Post date: 05.30.07
Issue date: 06.04.07

qC  all me the dean of federal whistle-blowers," says Joe Carson, handing me his business card. prevailing whistle-blower, it reads, along with his job as a Department of Energy (DOE) nuclear safety engineer. Carson, a towering man whose shoulders slope forward as if he's pushing into a gale wind, hovers above the crowd at the Warehouse Theater bar in Washington detailing his bona fides: He first blew the whistle on safety violations at Tennessee's Oak Ridge lab in 1992; since then, he has blown it seven more times, all while still employed at DOE. "Anybody want to match that record?" he barks.

Illustration by David Cowles  Actually, there are plenty of people here at the kickoff reception for Whistleblower Week in Washington who can blow it away. It's the first whistle-blowers' convention in 15 years, and everybody who has ever told on anybody has come to town for it. There are old movement patriarchs like Jeffrey Wigand, who ratted out big tobacco in the '90s (the Russell Crowe movie he inspired--The Insider--will play later in a small theater behind the bar), and younger stars of the Bush era like FBI whistle-blower Coleen Rowley, who hobnobs with a clutch of admirers. There is a U.S. air marshal who estimates he has blown the whistle 20 or 30 times, in the beginning under the code name "Vegas," and an ob-gyn in plaid who hands everyone packets detailing his cases against several hospitals and the California Medical Board from a box he drags around on a little trolley.

Presiding over them all is a tiny, twinkly-eyed Government Accountability Project (GAP) lawyer named Tom Devine. "I think of Jesus as a whistle-blower," he muses, when asked to give a short history of whistle-blowing. "But, at this stage, with Bush's legitimacy falling apart, there are probably more whistle-blowers than at any other point in modern times."

This, the end of President Bush's reign, is the whistle-blower's moment. Squealing is sexy when your bosses are Brownie and Gonzo. House Democrats, hungry for more oversight, passed a whistle-blower protection bill in March that extends protections to government employees--the people who "knew that Iraq did not try to import uranium from Niger," as Henry Waxman put it. Whistle-blowers attending the convention were urged to lobby their senators on behalf of the now-stalled bill, and a "people's tribunal" was mounted in the Rayburn House Office Building to give whistle-blowers like Bunnatine Greenhouse (tattled on Halliburton) and Marsha Coleman- Adebayo (spilled the beans on the EPA) a chance to show legislators whistle-blowing's human face.

But, as the week goes on, it becomes clear that Whistleblower Week is more than a rally. It's a chance for people who have long been miserable lone gunmen to come together and rejoice in whistle-blowing's transformation into a full-fledged personal identity--a scene with its own specialized lawyers, therapists, 40-odd advocacy groups, a publishing imprint, swag, and even a timeless philosophy. We "believe in Kant and Mill and Aristotle," Wigand tells the whistle-blowers at the reception, "in the categorical imperative." But, the funny thing is, even all this solidarity can't make Joe Carson happy.



T  wo days later, at the Willard Hotel, the conventioneers further their education with such colloquia as "The ABCs of a Successful Whistleblower Case" and "Whistleblowers and the Press." Inside the seminar rooms, sports-coach-like instructors scribble power-balance diagrams on whiteboards: In one, the whistle-blower is a tiny dot and the bureaucracy a circle around him; fat arrows of hostility shoot in from the circle toward the hapless speck. Guest speakers advise rapt audiences to keep money in mind ("sometimes, you're so worried about winning the case, you forget about damages!"), consider going anonymous ("we have Mr. Blue, we have Apples, we have P.J."), and maintain perspective ("know when it's time to move on").

This last point can be hard to learn, because whistle-blowing is addictive. "After it's over, you see people wandering, desiring that level of involvement," explains Jim Holzrichter, a soft-spoken former auditor whose epic struggle with Northrop Grumman put his family in a homeless shelter for months. Down the hall from the seminar rooms, in a prim beige-and-cinnamon lounge, Veterans Affairs Whistleblowers Coalition head Jeffrey Fudin perches patiently on a couch, waiting for his V.A. colleagues to come help put the finishing touches on their presentation. Fudin started blowing the whistle back in 1993, when he suspected that the Albany V.A. hospital where he worked was illegally experimenting on cancer patients. Most recently, he blew it in 2004, when the hospital refused him time off to give a lecture on, natch, whistle-blowing. "To you, it might not seem a big deal," he allows, smiling gently. "But, to me, it was just another twist of the knife."

Since that episode, though, times have been flush for V.A. Whistleblowers. After the Walter Reed scandal broke, Fudin started receiving several new membership inquiries every week. A national security whistle-blowers' group has had to turn away applicants, and staffers visiting Whistleblower Week's events exhibit special interest in people from the Department of Justice. This end of loneliness and newfound sense of community is the convention's grand theme, and the lower-profile whistle-blowers along with the stars emit the grateful sense of being inducted into a fellowship. "I was like, Oh, my God, they're me, and I'm them,'" gushes a Tennessee nurse.

But, after the seminars are done, when a handful of whistle-blowers retire to sip chardonnay at a Marriott hotel restaurant nearby, some tensions begin to peek through. Talk turns to the omnipresent plaid-coated doctor. "I'm not sure his whistle-blowing was all that important," someone whispers.



A  t the beginning of the week, I was skeptical of the proposition that whistle-blowing is a personality type you are born with. But it never seemed more true than at the end of Whistleblower Week, during a $150-a-head wrap-up retreat to help whistle-blowers de-stress. Seated with the whistle-blowers in a darkened room, retreat leader Don Soeken--a psychotherapist who runs a mountain sanctuary for whistle-blowers in West Virginia--encouraged them to contemplate a healing career change. But conversation soon circled back to the whistle-blowing life, as one Naval whistle-blower recounted the story of a cryptographer whose valiant work at Pearl Harbor the Navy had rewarded with bitter demotions. "Oh--oh," an ex-Army Corps of Engineers manager cried out, as though the long-dead cryptographer's humiliation was her own. Later, Soeken showed a relaxation video, because "it's hard for whistle-blowers not to make noise," he explained. "It's like a group of unruly children." During the film, one whistle-blower threw spitballs.

Above all, "whistle-blower" is a personality type that thinks in absolutes. Isolated from professional peers, they long for a cozy community of like-minded souls, but they also instinctively distrust such coziness. That might explain what made all that whistle-blower fellowship less than satisfactory for Joe Carson. While he showed up to almost every Whistleblower Week event, all the while he was plotting. His targets were the whistle-blowing advocates themselves, whom he alleged turn a blind eye to dysfunctional government oversight because it feeds their business model. "GAP, Tom Devine--they exploit a lot of these people that need rescuers," says Carson.

The accusation does not go unanswered. "It makes me a little resentful," Devine says, adding that he no longer intends to spend time with Carson or represent him for free.

But Carson knows how to take his complaint to the next level. "We're on a crusade to embarrass and enlighten GAP," says a whistle-blower friend, detailing their plan to expose the group to its donors. After all, if you believe anything of Kant or Mill or Aristotle, you have a mandate to expose fraud unconditionally. Even if that means blowing the whistle on the whistle-blowers.
Eve Fairbanks is an assistant editor at The New Republic.

May 11, 2007

join amicus curiae - "friend of court" brief in Carson v. MSPB?

There will probably be no cost to any party that joins the amicus curiae brief (i.e. friend of the court brief).  They will have to sign an agreement with the attorney represented all the parties to the amicus curiae brief, that they want to be represented by that attorney solely for that purpose.

The draft amicus curiae brief is at:

http://whsknox.blogs.com/Fed_Cir/amicus_brief.pdf

Its cover pages (including table of contents and table of authorities) is at:

http://whsknox.blogs.com/Fed_Cir/cover_amicus.pdf

Other documents from the case, relevant to this draft amicus curiae brief, include:

The draft principal brief of Mr. Carson:

http://whsknox.blogs.com/Fed_Cir/brief_carson_mspb_3134.pdf

the draft appendix to the principal brief:

http://whsknox.blogs.com/Fed_Cir/appendix_may04.pdf

the pending, opposed, motion for the Court to refer finding of professional misconduct on part of OSC and MSPB attorneys to appropriate professional body:

http://whsknox.blogs.com/Fed_Cir/motion_sanctions.pdf

its accompanying declaration:

http://whsknox.blogs.com/Fed_Cir/declaration.pdf

a list of its exhibits:

http://whsknox.blogs.com/Fed_Cir/exhibits_motion_miscond.pdf

I welcome comments, I think this case is an important part of the best (if still unlikely) chance the thousands of victims of OSC and MSPB lawbreaking since 1989 will obtain, eventually, some measure of relief and rehabilitation.  I also think it will spur the changes in the legal profession necessary to ensure gov't lawyers who are specifically hired to implement specific laws do so or blow whistles about it, at much peril to their career in the legal profession if they do not.

Joe Carson, P.E.
Knoxville, TN
865-300-5831

jpcarson@tds.net

May 02, 2007

Federal Times Commentary about OSC

From "Federal Times" < http://www.federaltimes.com/index.php?S=2681966>

Commentary: Lack of protection for whistleblowers imperils us all
April 16, 2007

Many civilian federal employees, in a variety of agencies, are on the front lines of the war on terrorism. But who protects them from workplace retribution when they put their sworn duty to defend and protect the public’s health and safety ahead of their self-interest or the interests of their supervisors and agencies?

The primary mission of the Office of Special Counsel (OSC) is to protect employees in nearly every agency ­ except FBI and intelligence agencies ­ from 11 types of prohibited personnel practices, particularly whistleblower reprisal. OSC has about 110 employees, about 40 percent of whom are licensed attorneys. Like public defenders, OSC’s attorneys are paid by the government to act in the interests of federal employees who seek their protection.

OSC annually receives about 1,700 complaints of prohibited personnel practices, alleging about 3,500 specific practices. We contend the law ­ 5 USC 1214(b)(2)(A) ­ is absolutely clear that OSC is required to investigate complaints and report its determination “whether there are reasonable grounds to believe a [prohibited practice] has occurred, exists, or is to be taken.”

If OSC makes a positive determination, according to the law and a 2000 federal court decision, then it must report that determination to the involved agency, the Office of Personnel Management (OPM) and the Merit Systems Protection Board (MSPB). This is to enable the agency heads to comply with their lawful duty to prevent prohibited personnel practices in their agencies.

However, according to OSC’s annual report for 2004, public records maintained by OSC, and a Freedom of Information Act response from MSPB, OSC did not report a single positive determination of prohibited personnel practices to MSPB during 2002-2004, not in 5,529 separate complaints it investigated and closed in that time. It made three such reports to MSPB in fiscal 2005-2006.

While OSC claims to have obtained about 320 “favorable actions” when agencies took actions as a result of OSC investigations of complaints from fiscal 2002 through 2004, there is little, if any, publicly available documentation to substantiate OSC’s claims.

We contend that MSPB is statutorily required to conduct the necessary inquiries of OSC and other federal agencies to determine and publicly report “whether the public interest in a civil service free of [prohibited personnel practices] is being adequately protected.” In response to a Freedom Of Information Act request, MSPB acknowledged that it has not conducted the necessary inquiries of OSC and other agencies to make that report but claims that its special studies and reports, particularly in the aggregate, contain the relevant information.

Our position is that MSPB has failed to conduct required reviews of OSC, enabling OSC noncompliance with its specific statutory obligations to protect federal employees from prohibited personnel practices.

Bottom line: No one in any agency or Congress can reasonably assure federal employees, based on any independent oversight of OSC, that if they stick their necks out to do their duty to protect public safety ­ including in the war on terrorism ­ OSC will comply with its lawful duty to protect them from government retaliation. That is a formula for failed levees, doomed space shuttles, catastrophic terrorist attacks, neglected veterans, etc.

What to do? The new Congress must perform its constitutional duty of oversight of OSC and MSPB to ensure their scrupulous compliance with relevant law in protecting federal employees from prohibited personnel practices. Both OSC and MSPB are due to be reauthorized by the end of fiscal 2007, so thorough congressional oversight of these agencies is now timely.

If congressional or judicial oversight substantiates our concerns, there are potentially thousands of victims who may well merit official restoration and rehabilitation via congressional action.

If we are correct, OSC attorneys can be seen as failing to comply with their legal and professional duty to “blow whistles” on OSC’s failure to comply with the law in protecting federal employees.

Joe Carson is a whistleblower and Energy Department nuclear safety engineer. His co-authors are P. Jeffrey Black, a federal air marshal and whistleblower; Carol Czarkowski, former Navy contracting officer and whistleblower; Jeffrey Fudin, founder and director of the Veterans Affairs Whistleblower Coalition; David Nolan, former White House attorney under President Reagan; and Michael Springman, former Foreign Service officer and whistleblower. The opinions are those of the authors and not of their current or previous employers.

results of petition

Senator Alexander of Tennessee intervened to get the quetions on the petition submitted to OSC.  This happened in early April, subsequent to a Senate hearing on reauthorizing OSC and MSPB.   When OSC's responses are available, I will post them.

March 21, 2007

online petition available!

http://www.petitiononline.com/OSC/petition.html  - please join it and please tell others about it!

The only information required is your name and email address and this information is not made available online.

The petition states:

To:  U.S. Congress
All Americans rely on federal employees in a number of agencies doing their work, without fear or favor, in protecting and advancing the public health, safety, and welfare, particularly during a “war on terror.”
Therefore, we support a federal workplace that is free from prohibited personnel practices (PPP’s), particularly whistleblower reprisal. By current law, most specifically the Federal Whistleblower Protection Act of 1989 (WPA), federal employees who responsibly act on their concerns, particularly if it involves “blowing whistles,” rely on the U.S. Office of Special Counsel (OSC) to protect them from retribution.
We think Congress, as others, should be able to reasonably assure federal employees, based on results of Congressional or other third-party oversight of OSC, that OSC is, at a minimum, complying with its statutory obligations to protect them from retribution.
Therefore, we respectfully suggests Congress exercise its oversight authority by requesting information from OSC, per 5 USC 1217, and based on the results, consider holding an oversight hearing or directing other action. A suggested information request of OSC is follows.
A suggested information rquest any Committee or Subcommittee of Congress to make of U.S. Office of Special Counsel (OSC), per 5 USC 1217. It is based on information contained in OSC’s 2004 Annual Report to Congress, and a published decision of a Federal Appeals Court

1) How many specific PPP’s allegations were contained in the 5529 PPP complaints OSC dispositioned in FY 2002 - 2004?
2) Of these, in how many did OSC make a positive PPP determination - “there are reasonable grounds to believe a PPP has occurred, exists, or is to be taken”?
3) Of these, in how many were negative PPP determinations made?
4) If the numbers do not add up, what is the explanation for the discrepancy, given OSC’s statutory obligation to make and appropriately report this positive or negative PPP determination?
5) OSC claims to have obtained 321 “favorable actions” in 255 cases in FY 2002-2004. How many positive PPP determination reports did it make to the Merit Systems Protection Board (MSPB) during this time, per 5 USC 1214(b)(2)(B), as required by a 2000 court decision in Weber v. Department of Army, 209 F.3d 756, 758 (D.C. Cir. 2000)?
6) Do OSC PPP investigation termination letters contain the required “termination notice” of 5 USC 1214 (appendix)? If not, why not?
7) Does OSC provide the information described in the “termination statement,” by phone, when requested by the complainant? If not, why not?
8) Do OSC’s PPP termination letters report OSC’s statutory required PPP determination or only OSC’s discretionary determination about seeking corrective action on behalf of the complainant at MSPB?
9) How can the heads of agencies comply with their statutory obligations to “prevent PPP’s” in their agencies (see 5 USC 2302(c)), if OSC does not formally report all its positive PPP determinations?
10) How can the information required by the No FEAR act (see 5 USC 2301 appendix) be compiled if OSC does not formally report all its positive PPP determinations?
Sincerely,
The Undersigned

March 14, 2007

OSC and MSPB collude to violate the "protections guaranteed" by WPA

Convincing evidence that the U.S. Office of Special Counsel (OSC) and U.S. Merit Systems Protection Board (MSPB) colluded to evade providing the "protections guaranteed" by federal Whistleblower Protection Act.


OSC is charged by law to protect federal employees from prohibited personnel practices (PPP's).  It has a number of specific statutory obligations to the federal employees who seek its protection.  MSPB is responsible to conduct reviews of OSC's compliance with law and Congressional intent and to document, in a public report, "whether the public interest in a civil service free of PPP's is being adequately protected."

In  Weber v. Department of Army, 209 F.3d 756, 758  (D.C. Cir. 2000) < http://whsknox.blogs.com/misconduct_exh/03.pdf>, a Federal Appeals Court found that OSC had a positive duty to FORMALLY report to the involved agency and MSPB every time it made positive PPP determination  - that there were reasonable grounds to believe a PPP occurred.   Additionally the Court found OSC had a duty to include its recommendations for corrective action in its formal report.

Despite this case law, nearly two years later, when an OSC investigation of a PPP complaint of a senior MSPB Administrative Judge, resulted in a positive PPP determination - "that there was "reasonable grounds to believe a PPP had occurred," it did not make its statutory required FORMAL report - instead it made an unlawful DRAFT report.  Additionally, the draft report did not contain OSC's recommendations for corrective action, it only request MSPB voluntarily address the matter.  Senior MSPB staff took no exception to this violation of law, as the January 2002 OSC press release (which follows) makes clear. 

In September 2006, the Chair of the MSPB reported that OSC did not make a single positive PPP determination to it between 2002 and 2004, and only a very few since.  His letter indicated no sense that something might be amiss < http://whsknox.blogs.com/misconduct_exh/02.pdf>.

The White House has now indicated its opposition to H.R. 985 – Whistleblower Protection Enhancement Act of 2007  - and stated, "The existing protections guaranteed by the Whistleblower Protection Act are sufficient to promote and protect genuine disclosures of matters of public concern.."

The Whistleblower Protection Act make OSC and MSPB responsible to ensure federal employees obtain the "protections guaranteed" by it -  - but as the 2002 OSC press release shows, OSC and MSPB openly collude to evade making and receiving formal positive PPP determinations, determinations which would have to be shared with Congress and the public.

OSC's and MSPB's persistent non-compliance with their respective statutory obligations to protect federal employees from PPP's is thoroughly documented at < http://whsknox.blogs.com/osc>.

Before passing a new law, ostensibly to better protect federal employees from PPP's, I respectfully suggest Congress should do oversight of OSC's and MSPB's compliance with existing relevant law.  I respectfully suggest advocates of better whistleblower protection petition Congress delay efforts to pass a new law until Congress conducts an oversight hearing of OSC's and MSPB's compliance with current law.

Respectfully,

Joe Carson, P.E.
Knoxville, TN
jpcarson@tds.net
865-300-5831

attachments:

1)  OSC January 2002 press release (emphasis added throughout)

2)  Whistleblower Action alert fromm the Liberty Coalition about H.R. 985 – Whistleblower Protection Enhancement Act of 2007

3)  White House statement of opposition to H.R. 985 – Whistleblower Protection Enhancement Act of 2007

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attachment 1

http://www.osc.gov/documents/press/2002/pr02_01.htm



U.S. OFFICE OF SPECIAL COUNSEL ANNOUNCES FAVORABLE
SETTLEMENT OF PROHIBITED PERSONNEL PRACTICE
COMPLAINT FILED BY MSPB REGIONAL DIRECTOR

FOR IMMEDIATE RELEASE - 1/3/02
CONTACT: JANE MCFARLAND
(202) 653-7984               

     Today, the U.S. Office of Special Counsel (OSC) announced the favorable settlement of a prohibited personnel practice complaint filed by Mr. Thomas J. Lanphear, Director and Chief Administrative Judge of the Atlanta Regional Office of the U.S. Merit Systems Protection Board (MSPB). Mr. Lanphear had filed a complaint with OSC, alleging that senior MSPB officials, who are no longer with the agency, retaliated against him for challenging the rating that he had received on a 1997 performance evaluation.

     Mr. Lanphear alleged that after he filed an appeal challenging his 1997 evaluation, his supervisors orchestrated a series of actions and investigations against him. Mr. Lanphear alleged that the actions were designed to justify the deficient performance rating and to block his recertification as a member of the Senior Executive Service (SES). These actions included re-issuing his 1997 performance appraisal and changing his rating to “Unsatisfactory” and issuing a 1998 appraisal with an “Unsatisfactory” rating.

     OSC conducted an investigation into Mr. Lanphear’s allegations. On the basis of OSC’s investigation, the Special Counsel determined that there were reasonable grounds to believe that Mr. Lanphear’s supervisor had retaliated against him because he challenged the rating on his performance evaluation. OSC provided a DRAFT prohibited personnel practice report to former MSPB Chairman Beth Slavet and requested that the MSPB voluntarily provide corrective action to Mr. Lanphear.

     In response to OSC’s DRAFT report and under the terms of the settlement agreement, the MSPB agreed to provide full relief to Mr. Lanphear without admitting liability. Relief included rescinding Mr. Lanphear’s 1997 and 1998 performance evaluations and issuing “Outstanding” ratings for 1997, 1998, and 1999, which resulted in Mr. Lanphear being recertified to the SES. Relief also included the payment of performance awards associated with the revised performance appraisals and attorney’s fees.

     The MSPB is the tribunal before which OSC prosecutes prohibited personnel practice cases. All of the underlying events took place under an administration prior to that of Chairman Slavet.

Special Counsel Elaine Kaplan thanked the MSPB “for its cooperation in negotiating a full and fair settlement of Mr. Lanphear’s complaint.” Jessica L. Parks of Kator, Parks & Weiser, counsel for Mr. Lanphear, stated, “The case exemplifies the importance of having an independent watch dog agency such as the Special Counsel to protect the rights of federal employees.”

     It is a prohibited personnel practice under 5 U.S.C. § 2302(b)(9) to retaliate against an employee for exercising any appeal, complaint, or grievance right granted by any law, rule, or regulation. The act of rating an employee’s performance negatively because the employee exercised such a right constitutes a prohibited personnel practice.

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attachment 2

Dear Liberty Lovers,

    Please contact your Representative  and tell them to vote for H.R. 985 Whistleblower Protection Enhancement Act of 2007.  Also, tell them to oppose the Hoekstra amendment (#3) which would deny whistle-blower protections to national security employees.  They also need to oppose the Davis amendment  (#4) which would attempt to retain uniformity in the consideration of whistle-blower cases in the federal courts by keeping in place the current requirement that all whistle-blower appeals go through the United States Court of Appeals for the Federal Circuit rather than opening up appeals to other circuits. Call  (202) 224-3121  and ask for your Representative.  Also, use the action alert link. 
 In Liberty,

Michael

 Michael D. Ostrolenk
Co-Founder/National Director
Liberty Coalition
www.libertycoalition.net

The Liberty Coalition works to help organize, support, and coordinate transpartisan public policy activities related to civil liberties and basic human rights. We work in conjunction with groups of partner organizations that are interested in preserving the Bill of Rights, personal autonomy and individual privacy.

Information and action items on the Liberty Coalition website, email Update or other materials should not be taken as an endorsement by any partner organization unless explicitly stated as such.

TAKE ACTION: Whistleblower Bill Scheduled for House Vote This Week

This legislation will give Federal employees the Freedom to Tell the Truth when they bring concerns of waste, fraud, abuse, and other misconduct to the attention of their supervisors.

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attachment 3

EXECUTIVE OFFICE OF THE PRESIDENT
OFFICE OF MANAGEMENT AND BUDGET
WASHINGTON, D.C. 20503

S(Rep. Waxman (D) CA and 24 cosponsors)

TATEMENT OF ADMINISTRATION POLICY
H.R. 985 – Whistleblower Protection Enhancement Act of 2007

, it would likely increase the number of frivolous complaints and waste resources.   If H.R. 985 were presented to the President, his senior advisors would recommend that he veto the bill.

H.R. 985 would expand, for the first time, whistleblower protections to employees at national security agencies who disclose classified information to Congress.  H.R. 985 would permit an employee to make an individualized determination – without further review and perhaps without all relevant information – to disclose classified information.  Such an independent, uncoordinated decision to disclose classified information could jeopardize not only national security programs, but also the security of the people involved in such programs.  The President now has the necessary authority to control the circumstances under which others receive classified and national security information to ensure such information is not disclosed or used in a way that would jeopardize national security.  By vesting subordinate Executive branch officials with a right to disclose classified information outside of the Executive branch without receiving official authorization from the President or his official designee, the bill would impede the President’s necessary coordination function.  In addition, in any litigation concerning a whistleblower, if the government invokes the state secrets privilege, H.R. 985 would require that the matter at issue be resolved in favor of the plaintiff.  This essentially would require the agency to choose between protecting national security information in court or conceding lawsuits.  Finally, H.R. 985 would allow administrative and judicial review of Executive branch security clearance determinations, a prerogative that must be within the Executive branch’s discretion for the protection of national security programs and personnel.

The expanded definition of protected disclosures in H.R. 985 also would upset the delicate balance between whistleblower protection and the ability of Federal managers to manage the workforce by permitting employees to bring a whistleblower complaint in response to almost every adverse employment action.  The existing protections guaranteed by the Whistleblower Protection Act are sufficient to promote and protect genuine disclosures of matters of public concern by offering protection from adverse personnel actions to employees who report government wrongdoing to those in a position to remedy the problem.  The proposed expansive definition has the potential to convert any disagreement over an issue or contrary interpretation of a law between employees, no matter how trivial or frivolous, into a whistleblower disclosure.  The proposed expansive definition also would permit employees to impede legitimate investigations (even those by Inspectors General) by arguing that such investigation itself was an adverse action against the whistleblower.  Instead of providing further protection to those with legitimate claims, who are covered by the existing law, the proposed definition likely will increase the number of frivolous claims of whistleblower reprisal, compromise legitimate investigations into wrongdoing, and create protections for disgruntled employees whose jobs would not otherwise be secure.

H.R. 985 also would permit employees to engage in judicial forum shopping in having their claims resolved.  Whistleblowers already have the right to seek corrective action for an unlawful personnel action from the Merit Systems Protection Board, and are afforded judicial review before the Federal Circuit.  H.R. 985 would allow employees to have their claims heard de novo in any federal district court, which could result in two trials (rather than one) for each employee’s complaint, and might result in divergent local district court interpretations and split circuit court decisions.


* * * * *

The Administration supports accountability and transparency in the implementation of Federal programs.  However, the Administration strongly opposes House passage of H.R. 985 because it could compromise national security, is unconstitutional, and is overly burdensome and unnecessary.  Rather than promote and protect genuine disclosures of matters of real public concern
March 13, 2007
(House)

Petitions for Congressional Oversight of OSC

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